Are you eligible to invest?

If one of these categories applies, you could be eligible as a wholesale investor

You must have been employed or engaged by an investment business in the last 10 years and taken a material part in the investment decisions for at least two of those years.

You can find a full list of “investment businesses” here.

If this category applies to you, we’ll ask you to provide us with a safe harbour certificate.

You are a “large” investor if, within the last two financial years, either:

  • You have owned or controlled net assets of more than $5 million; or
  • The total consolidated turnover of you and any entities you control exceeds $5 million.

If this category applies to you, we’ll ask you to provide us with a safe harbour certificate.

If you are investing a total of $750,000 or more, you are automatically defined as a wholesale investor.

You will need to confirm your understanding that:

 

• The usual legal rules that require information to be given to investors for offers of financial products do not apply if the amount invested upfront by you (plus any other investments you have already made in those financial products) is $750,00 or more; and

• You may not receive a complete and balanced set of information about this investment; and

• You have fewer legal protections for this investment; and

• This is not suitable for retail investors; and

• You have been advised to ask questions, read all documents carefully, and seek independent financial advice.